COUPLED MODES OF AIR-SEA INTERACTION AND THE MADDEN AND JULIAN OSCILLA TION

Charles Jones and Catherine Gautier
Institute for Computational Earth System Science
University of California
Santa Barbara, CA 93106-3060
e-mail: cjones@icess.ucsb.edu

1. INTRODUCTION


The Madden and Julian Oscillation (MJO) (Madden and Julian, 1971, 1972) is one of the primary modes of low-frequency variations in the tropical atmosphere. In addition to manifesting itself in the lower and upper troposphere, the MJO has been observationally detected near the surface and in the upper layers of the tropical oceans. Variations of 30-60 days are clearly seen, for example, in surface winds, surface heat fluxes, sea surface temperature, and ocean currents (Madden and Julian, 1994).
Although the observational description of the MJO has progressed steadily throughout the years, none of the present theories is able to fully explain the basic characteristics of the MJO (Hayashi and Golder, 1993). Nonetheless, two main mechanisms are generally accepted to play a role in the maintenance of the MJO: wave-CISK (Conditional Instability of the Second Kind) (Lau and Peng, 1987) and evaporation-wind feedback (Emanuel, 1987; Neelin et al., 1987).
In two recent studies, Jones and Weare (1994a, 1994b) investigated the relationships between variations in surface latent heat fluxes and tropical convective activity associated with the MJO. The spatial and temporal patterns found in those studies are such that anomalies of surface latent heat fluxes are positive (negative) to the west (east) of the region of anomalous convection. These patterns contrasts with the basic requirements of the evaporation-wind feedback mechanism, which assumes that surface latent heat flux anomalies are strongest to the east of the region of convection (Emanuel, 1987; Neelin et al., 1987). The objective of this paper is to show further observational evidence of the coupling between surface latent heat fluxes and tropical precipitation in the frequency domain of the MJO. In this paper, new estimates of surface latent heat fluxes and a different statistical technique are used to determine the coupling between surface latent heat fluxes and precipitation. The results shown here demonstrate that the results of Jones and Weare (1994a, 1994b) are robust, since the spatial and temporal patterns found are very similar.

2. DATA


The tropical precipitation field (hereafter P) described in this study uses data from the Global Precipitation Climatology Project (GPCP) described by Janowiak and Arkin (1991). This data set provides pentad (5-day averages) accumulations of estimated rainfall based on infrared data from geostationary and polar orbiting satellites. The period of record analyzed consists of pentads from January 1988 through June 1994 (73 pentads per year; total of 474 pentads) on a 2.5° x 2.5° latitude/longitude global grid extending from 40° S to 40° N.
In this study, the estimation of surface latent heat fluxes (hereafter E) uses a combination of two data sets: European Centre for Medium-Range Weather Forecast (ECMWF) surface analyses and Special Sensor Microwave/Imager (SSM/I) data. The ECMWF surface analyses provide the following variables: surface wind speeds (Vs) at 10 m, surface pressure (Ps), surface temperature (Ts), air temperature (Ta) and air mixing ration (Qa) at 2 m, saturation mixing ratio at the surface temperature (Qs). The SSM/I data set provides surface wind speeds (Vs) at 10 m (Wentz, 1994). Pentads of the above variables are computed for the same period and spatial domain used in the P field.
Mooring buoys data from the International Tropical Ocean Global Atmosphere-Tropical Atmosphere Ocean (TOGA/TAO) Program are used to validate the estimation of E. The TAO array in the tropical Pacific Ocean measures sea surface temperature (SST) at -1 m, air temperature (Ta) and relative humidity (RH) at 3 m, and surface wind speeds (Vs) at 4 m (Zhang and McPhaden, 1993). Based on these variables, Qs and Qa are computed at 3 m. Since the measurement heights from the TAO array are different than the heights used in the ECMWF and SSM/I data sets, Vs, Ta, and Qa for the TAO data are also estimated at heights of 10 m, 2 m and 2 m, respectively, using similarity theory relationships (Liu et at., 1979). Pentads from January 1988 through June 1994 are computed when at least three observations are available in a 5-day period. Since the total number of pentads for these variables varies quite significantly among the buoys, only 27 buoys with more than 100 pentads in the period January 1988 - June 1994 are selected for validation purposes (average number of pentads: 212).

3. ESTIMATION OF SURFACE LATENT HEAT FLUXES


In Jones and Weare (1994a, b), E is estimated using the bulk formula method with constant exchange coefficient, and all variables used in the estimation of E are derived from ECMWF surface analyses. Although the method used to estimate E in the present study is still preliminary and is part of an ongoing research, it shows improvements in estimating intraseasonal variations over the tropical region.
Surface latent heat fluxes are estimated using the bulk parameterization and the similarity theory model developed by Liu et al. (1979). Based on a comparison between TAO-ECMWF, and TAO-SSM/I (not shown), the following variables and correction factors are used: Vs - 0.08 m s-1 (SSM/I); Ta - 0.16° C (ECMWF); Qa + 1.84 g kg-1 (ECMWF); Ts (ECMWF); Qs (ECMWF); Ps (ECMWF). The correction factors correspond to the magnitudes of the mean biases found between TAO/SSM/I and TAO/ECMWF, averaged over the 27 TAO buoys. In addition, Vs, Qa, and Ta are assigned to the following heights: Zvs = 10 m, Zqa = 3 m, and Zta = 3 m, respectively.
In order to estimate the uncertainties involved in the estimation of E as described above, E is also estimated for the 27 TAO buoys, and mean biases, root-mean square differences, and correlations between both estimates are computed. The estimation of E using ECMWF and SSM/I pentads as described above has a mean bias, root-mean square difference, and correlation coefficient, averaged over the 27 buoys, on the order of -3.5 W m-2, 38.3 W m-2 and 0.51, respectively.

4. RESULTS


In order to investigate the coupling between P and E, time filtering is applied to the time series of pentads (474 pentads from January 1988 - June 1994). A band-pass Lanczos filter (Duchon, 1979) with 49 weights and cut-off periods of 25 and 87 days is applied to the time series of P and E. The resulting time series of anomalies start in May 1988 and end in February 1994 with a total of 426 pentads.
Single Value Decomposition (SVD) (Bretherton et al., 1992) is used to study the relationships between intraseasonal variations in P and E. In summary, the computation of SVD is done in the following way. First, the time series of anomalies are spatially averaged to decrease the horizontal resolution to 5.0° x 5.0° in latitude/longitude, so that the P and E fields have 1152 and 779 points in space, respectively. Next, the temporal cross-covariance matrix is constructed by computing covariances between time series of P and E. Thus, the non-square cross-covariance matrix has the following dimensions: 1152 x 779. The method of SVD operates on the cross-covariance matrix, and is an optimal technique to find spatial patterns that explain the largest possible fraction of the mean squared covariance between the two fields.
The first singular vector of the P field is shown in Figure 1a, whereas Figure 1b shows the first singular vector of the E field. The corresponding expansion coefficients are shown in Figure 1c. This first coupled mode explains 18.2% of the cumulative squared covariance fraction (CSCF). A positive (negative) fluctuation of the P expansion coefficient (Figure 1c) reveals positive (negative) anomalies of P in the Indian Ocean, and negative (positive) anomalies over the maritime continent in the western Pacific Ocean (Figure 1a). In contrast, a positive (negative) fluctuation of the E expansion coefficient (Figure 1c) indicates positive (negative) anomalies of E over the Indian Ocean and central Pacific Ocean, and negative (positive) anomalies stretching from the maritime continent towards the eastern coast of Asia.

5. DISCUSSION


In Jones and Weare (1994a, b), different estimates of tropical convection and surface latent heat fluxes were used. In addition, a statistical technique known as single field principal component analysis (SFPCA) (Bretherton et al., 1992) was used to investigate the coupling between intraseasonal variations in convection and surface latent heat fluxes. The spatial and temporal patterns of the SVD analysis shown in the present study indicate that in the vicinities of the region of enhanced convective activity, anomalies of E are positive to the west and negative to the east of the region of convection. Indeed, the spatial patterns of the second singular vectors of P and E, together with lag homogeneous and heterogeneous correlation maps (not shown), further confirm the pattern of P and E anomalies shown in the first singular vectors (Figure 1). This results are consistent with the ones discussed by Jones and Weare (1994a, b).
The pattern of P and E anomalies found in these observational studies contrasts with the pattern assumed in the evaporation-wind feedback mechanism. That theory assumes that, since the easterly wind anomalies to the east of the convection are superimposed to mean easterly winds, evaporation anomalies are enhanced to the east of the convection. Furthermore, the evaporation-wind feedback theory claims that the positive anomalies of E to the east of the region of anomalous convection plays a significant role in inducing unstable eastward propagating waves (Emanuel, 1987; Neelin et al., 1987; Crum and Dunkerton, 1994).
The observation of negative anomalies of E to the east of the region of convection can be interpreted following the arguments discussed in Jones and Weare (1994a, b). In the vicinities of the region of convection, low level moisture convergence is observed, reaching a maximum to the east of the region of convection. In addition, surface wind speeds to the east of the region of convection reaches a minimum. The reduced surface wind speeds to the east of the convection induce a reduction in surface latent heat fluxes in that region. In contrast, since the region of convective anomalies tend to be located in the region of westerly anomalies, surface wind speeds reach a maximum to the west of the region of convection. The increase in surface wind speeds to the west of the region of convection induces an increase in surface latent heat fluxes in that region .
This conflict between observations and theory indicates that improved observational studies and revised theories are needed to determine the role that air-sea interaction processes play in maintaining the atmospheric MJO. Our future research includes developing a method to estimate intraseasonal variations in surface latent heat fluxes with better accuracy.

ACKNOWLEDGMENTS


This research is supported by NASA (NAGW-2460) and NSF/TOGA-COARE (ATM-9319483) grants. The authors thank Dr. W. Berg (NOAA/ ERL) for kindly providing the GPCP precipitation data, NCAR for providing access to the ECMWF analyses, the TOGA International Project for making the TAO array data easily available over the internet, and to Dr. Tim Liu (JPL) for providing the computer code to estimate surface latent heat fluxes. Pete Peterson provided a great help with graphics and data management.

REFERENCES


Bretherton, C. S., C. Smith, and J. M. Wallace, 1992: An intercomparison of methods for finding coupled patterns in climate data. J. Climate, (5), 541-560.
Crum, F. X., and T. J. Dunkerton, (1994): CISK and evaporation-wind feedback with conditional heating on an equatorial beta-plane. J. Meteor. Soc. Japan, (72), 11-18.
Duchon, C. E., 1979: Lanczos filter in one and two dimensions. J. Applied Meteor., (18), 1016-1022.
Emanuel, K. A., 1987: An air-sea interaction model of intraseasonal oscillations in the tropics. J. Atmos. Sci., (44), 2324-2340.
Hayashi, Y., and D. G. Golder, 1993: Tropical 40-50 and 25-30 day oscillations appearing in realistic and idealized GFDL climate models and ECMWF dataset. J. Atmos. Sci., (50), 464-494.
Janowiak, J. E., and P. A. Arkin, 1991: Rainfall variations in the tropics during 1986--1989, as estimated from observations of cloud-top temperature. J. Geophys. Res., (96), supplement, 3359-3373.
Jones, C., and B. C. Weare, 1994a: On the relationships between low-frequency variations in latent heat fluxes over the tropical oceans and the Madden and Julian Oscillation. Submitted to J. Climate.
_________________, 1994b: On the role of low-level moisture convergence and ocean latent heat fluxes in the Madden and Julian Oscillation: an observational analysis using ISCCP data and ECMWF analysis. Submitted to J. Climate.
Lau, K. M., and L. Peng, 1987: Origin of low-frequency (intraseasonal) oscillations in the tropical atmosphere. Part I: basic theory. J. Atmos. Sci., (44), 950-972.
Liu, W. T., K. B. Katsaros, and J. A. Businger, 1979: Bulk parameterization of air-sea exchanges of heat and water vapor including the molecular constraints at the interface. J. Atmos. Sci., (36), 1722-1735.
Madden, R. A., and P. R. Julian, 1971: Detection of a 40-50 day oscillation in the zonal wind in the tropical Pacific. J. Atmos. Sci., (28), 702-708.
______________________,1972: Description of global-scale circulation cells in the tropics with a 40-50 day period. J. Atmos. Sci., (29), 1109-1123.
______________________,1994: Observations of the 40-50 day tropical oscillation: A review. Mon. Wea. Rev., (112), 814-837.
Neelin, J. D., I. M. Held, and K. H. Cook, 1987: Evaporation-wind feedback and low-frequency variability in the tropical atmosphere. J. Atmos. Sci., (44), 2341-2348.
Wentz, F. J., 1994: User's manual to SSM/I-2 geophysical tapes. Remote Sensing Systems, 20 pp.
Zhang, G. J., and M. J. McPhaden, 1994: On the relationships between sea surface temperature and latent heat flux in the equatorial Pacific. Submitted to J. Climate.



Figure 1.




Figure 1. Spatial and temporal variability of the first coupled mode of precipitation (P) and surface latent heat flux anomalies (E). (a) First singular vector of P. Thick solid line indicates the zero contour. (b) Same as in (a), but for first singular vector of E. (c) First expansion coefficient of P (mm) (solid line) and E (Wm-2) (dashed line).